UCITS funds are a heavily regulated structure, with certain investment restrictions, transparency, liquidity, and risk requirements.
Services include
Fund administration
- We provide daily, weekly, or bi-weekly valuation (minimum liquidity requirement of valuation every two weeks)
- Preparing financial statements and maintenance of trial balance and supporting documentation in accordance with relevant accounting standards
- Preparation of net asset value package; including a detailed trial balance adjusted for accruals, balance sheet, and statements of operations
Transfer agency
- Transparency reporting through the production of Key Investor Information Document factsheets
- Upfront and ongoing screening of investors and associated parties (Ultimate Beneficial Owners, directors, trustees, etc.)
- Dedicated retail investor transfer agency system to deliver the highest quality service to our clients
Middle office
- Full risk management solution including calculation of risk sensitives, risk reporting for complex investment instruments, exposure reporting by instrument type and geography, reporting of long- and short-positions, exposures by issuer, and leverage reporting.
Corporate services
- Corporate secretarial services
- Provision of registered office services including maintaining company records, to include minute books, registers, and seals; acting as processing agent to receive and distribute mail, agreements, service contracts, etc.
