Our comprehensive and flexible range of services is delivered through leading integrated technology, robust processes, and a highly automated and controlled operating platform. These services are  supported by specialist teams experienced in servicing series and standalone trusts, Forum, 40 Act funds, and alternatives.  Services
AdministrationÂ
- Managing fund start-ups and conversionsÂ
- Monitoring performanceÂ
- Supporting financial reportingÂ
- Supporting SEC filingsÂ
Accounting and taxÂ
- Maintaining books and recordsÂ
- Supporting reconciliationsÂ
- Supporting cash reportingÂ
- Providing NAV calculationsÂ
- Providing tax servicesÂ
Transfer agencyÂ
- Call centerÂ
- Trade processingÂ
- Dealer servicesÂ
- StatementsÂ
- Web servicesÂ
Legal and complianceÂ
- Providing board supportÂ
- Assisting registration statementsÂ
- Provision of CCO and SOX officersÂ
- CertificationsÂ
- Providing portfolio monitoringÂ
Series and stand-alone trustsÂ
Series trustsÂ
Our series trust solutions provide proven mutual fund governance, regulatory, compliance, and operations infrastructure so that you can focus on managing your funds and raising assets.Â
Services include:Â
- Providing leading legal, compliance, and operations solutionsÂ
- Provision of experienced boardÂ
- Maintaining robust policies and proceduresÂ
- Supporting private label brandingÂ
- Guaranteed 105-120 days to marketÂ
Stand-alone trustsÂ
We provide the additional support and project management required to service stand-alone registrants. Our project management services relieve you of the need to rely on costly outside counsel.Â
Services include:Â
- Managing new trust start-up project plansÂ
- Drafting and filing trust documentsÂ
- Coordinating trust service provider evaluations and agreementsÂ
- Assisting with the development of trust policies and proceduresÂ
Alternatives
Our expert teams and wealth of experience with alternative funds enables us to deliver a consultative approach to help alternative asset managers adapt their strategy for the registered fund market.Â
Services include:Â
- Evaluating portfolios for compliance with legal and tax requirementsÂ
- Providing guidance on liquidity and use of leverageÂ
- Coordinating brokerage, ISDA, and account control agreementsÂ
- Drafting manager-of-manager exemptive applications for sub-advised fundsÂ
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